Ricky Banham

My role

I am a Compliance Supervisor within the Financial Planning team, based across our Great Yarmouth and Norwich offices. With over 20 years' experience in the financial services industry, I am passionate about helping clients achieve positive outcomes by supporting the delivery of high-quality financial advice and service.

I hold both the Level 4 Regulated Diploma in Financial Planning and the Diploma in Financial Planning and am currently working towards Chartered status.

As a longstanding member of our Investment Committee and an active member of our Compliance Committee, I review and sign off higher-risk and complex client cases, undertake case reviews and provide technical guidance to our Financial Planning team.

About me

Outside of work, I enjoy travelling, dining out, following sport, and spending time with family and friends.

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