Ricky Banham

My role

I am part of the Supervisory team within Financial Planning; I specialise in compliance and am primarily based across our Great Yarmouth and Norwich offices.

With 20 years’ experience in the financial services industry, I have developed an in-depth knowledge and expertise of the sector, enabling me to support both the firm and Financial Planning team in delivering the best outcomes for our clients.

I am currently working towards ‘Chartered’ status to further strengthen my technical knowledge and enhance the client experience.

Key responsibilities

  • Longstanding member of our Investment committee

  • Active member of our Compliance committee

  • Conduct routine case sampling to uphold our standards and ensure alignment with the FCA’s Consumer Duty outcomes

  • Provide technical expertise to ensure client objectives are fulfilled.

About me

Outside of the office, I enjoy dining out, tuning into Sports, and spending time with family and friends.

Glossary

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